100% Pass Quiz OCEG - High Hit-Rate GRCA - Test GRC Auditor Certification Exam Assessment
100% Pass Quiz OCEG - High Hit-Rate GRCA - Test GRC Auditor Certification Exam Assessment
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Tags: Test GRCA Assessment, GRCA Top Exam Dumps, GRCA Valid Study Plan, GRCA Best Study Material, Certification GRCA Sample Questions
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OCEG GRC Auditor Certification Exam Sample Questions (Q33-Q38):
NEW QUESTION # 33
Identifying root causes helps to
- A. Be more specific regarding who is to blame
- B. Find a solution to fixing not only this problem but potential other problems that result from the same root cause
Answer: B
Explanation:
Identifying root causes helps to find solutions that fix not only the current problem but also prevent other potential problems that stem from the same root cause. This approach leads to more sustainable and effective improvements by addressing the underlying issues rather than just the symptoms. It enhances the overall quality and reliability of processes and controls within the organization.References:
* ISO 31000:2018 - Risk management - Guidelines
* Root Cause Analysis: Improving Performance for Bottom-Line Results by Robert J. Latino, Kenneth C.
Latino, and Mark A. Latino
NEW QUESTION # 34
When should Assessment Notification be announced?
- A. Depends on the Purpose and Parameters and whether fraud it suspected.
- B. As late as possible in case there is fraud in the assessed area
- C. As soon as possible to start planning
Answer: A
Explanation:
The timing of assessment notification should depend on the purpose and parameters of the assessment and whether fraud is suspected. In cases where fraud is suspected, notifying too early might allow those involved to conceal evidence. Conversely, early notification can facilitate better planning and coordination for assessments where fraud is not a concern. The decision should be based on the specific context and objectives of the assessment.References:
* ISO 19011:2018 - Guidelines for auditing management systems
* COSO Internal Control - Integrated Framework
NEW QUESTION # 35
Being "effective" is best defined as
- A. High performance
- B. Getting the job done right
- C. Design Effectiveness and Operating Effectiveness
Answer: C
Explanation:
Being "effective" is best defined as a combination of design effectiveness and operating effectiveness. Design effectiveness refers to how well a control or process is structured to achieve its intended outcomes, while operating effectiveness assesses how well the control or process is functioning in practice. Together, these dimensions ensure that controls are not only well-designed but also effectively implemented and operational.
References:
* COSO Internal Control - Integrated Framework
* ISO 31000:2018 - Risk management - Guidelines
NEW QUESTION # 36
You must use GRC Assessment Tools to do a GRC Assessment
- A. False
- B. True
Answer: A
Explanation:
While GRC Assessment Tools can greatly aid in conducting a GRC assessment by providing structured methodologies and frameworks, it is not mandatory to use them. Assessments can be conducted using other methods and tools as long as they are systematic and thorough. The key is to apply professional judgment and ensure the assessment is comprehensive and aligned with the organization's needs.References:
* ISO 31000:2018 - Risk management - Guidelines
* COSO Internal Control - Integrated Framework
NEW QUESTION # 37
To evaluate operating effectiveness
- A. Conduct control testing
- B. Conduct substantive testing
Answer: A
Explanation:
To evaluate the operating effectiveness of controls, conducting control testing is essential. Control testing involves examining whether controls are operating as intended and are effective in mitigating risks. This type of testing assesses the design and implementation of controls to ensure they are functioning properly and achieving their intended purpose. Substantive testing, on the other hand, focuses on verifying the accuracy and validity of transactions and data, rather than the effectiveness of controls.References:
* COSO Internal Control - Integrated Framework
* ISO 31000:2018 - Risk management - Guidelines
NEW QUESTION # 38
......
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